Writers of all periods have dealt with the general notion of the Duplicity of Being,[1] the essence of which is an awareness of two distinct and conflicting dimensions of Being:[2] the rational, or deliberate, and the spiritual, or undeliberate. This essay aims to construct a general approach to this question in the existentialist manner;[3] it consists of a contemplation of the nature of this condition, a concomitant discernment of the probable mechanisms that facilitate cognition of this disharmony, and an immodest prescription of a general remedy for this existentialist malady — a "recipe" for the attainment of Being.
It is important to realize that although the treatment of the subject has a rich history, the approach of existentialist writers is novel: while "traditional" writers had resorted to well-documented afflictions as mediators (e.g., homosexuality in works by Thomas Mann and Stefan George),[4] the most creative existentialist writers avoid devices with literary precedents that may have branded into our minds a cognitive prejudice. For example, the transfiguration that assaults Gregor Samsa in Franz Kafka's The Metamorphosis is decidedly not common; neither is it figurative and thereby associable with familiar singularities, dysfunctions, or calamities. It is unfathomable and yet palpable, as opposed to intelligible but intangible; it is unpredictable and yet inevitable, as opposed to imminent but forestallable. And what does this transformation signify? What is the nature of this beast? It is the materialization of our other constituent half — our undeliberate self.[5] We are generally aware of the first half[6] (and perhaps axiomatically so),[7] but we are not necessarily aware of the other half. Thus, we might, early in our lives, perceive ourselves as whole beings endowed with the ability to fashion our inclinations and our actions after objective standards arising from systematic evaluative frameworks.[8] In most cases, unfortunately, we come to realize that we are not generally able to change or even suppress certain inclinations,[9] and that attempting to do so will eventually prevent us from acting according to our "better judgment" (i.e., the designs of our rational half) or, worse still, force us to act against our "better judgment." This event, the emergence of the undeliberate self (to which we shall henceforth refer as the Other), is unpredictable because the rational self (to which we shall henceforth refer as the Ego,[10] the individual as aware of himself) is only susceptible to sensory stimuli and therefore unequipped to perceive pure essence (the sort which precedes Existence and which is the is the sole constituent of the Other), and pure essence is unfathomable. It is also inevitable because the Other is very real and truly distinct from the Ego, not just a random fancy or an aberration of the thought process, and the logical consequence of the Ego's failure to fulfill the longings of the Other is that the latter (starved by the neglect ensuing from the ignorance of the former) actually manifests itself in a palpable manner — one which we can rationally ascertain and assimilate.[11]
For example, Mathieu Delarue, the central figure in Jean-Paul Sartre's The Age of Reason, experiences precisely this. He has caught a glimpse of his yearning to commit himself to a noble cause and engage in some form of shared undertaking (i.e., a glimpse of the longing of his undeliberate self) in his desire to fight against the fascist uprising in Spain; however, he remains uncommitted because he fears that, in obeying this impulse, he would be betraying a higher value-freedom-the preservation of which has become the object of his endeavors. We are justified in suspecting that he is seeking to live up to an objective standard that he has crafted with the aid of a systematic evaluative framework constructed through the formal study of Philosophy – of systems of belief and of the ensuing relative worth of things – precisely because this conflict exists. In a fit of quasi-lucidity, he accuses himself of being a coward and a "wash-out" for failing to go to Spain and for refusing to join Brunet at the Maginot Line (161), but he nevertheless persists in the belief that his freedom is too precious to surrender for even these causes; the fact is he will never find a cause worth his freedom. Let us substantiate these claims by way of explicit reference. Mathieu's failure to realize the aforementioned shortcomings of his approach to Being is tragicomic, as even his well-reasoned form of self-restraint cannot prevent a betrayal of the Ego by the Other in the seemingly harmless act of sex: at that instant, the latter overwhelmed the former and thus procured a physical manifestation of the alienated self. Mathieu is disgusted by the budding creature (23, etc.) and does not recognize its significance: as a true manifestation of his undeliberate self, this materialization was unpredictable, inevitable, unfathomable, and now palpable. Poor Mathieu! Here, at last, he has an opportunity to commit himself to a shared undertaking of considerable value on a human scale and yet, thanks to his acquired philosophical prejudices, he cannot recognize fatherhood as a vehicle through which to fulfill the longing of his undeliberate self (that is, as a specific manner of Being)[12] so that, with the same self-critical righteousness with which he later dismisses Brunet, he justifies to himself that Marcelle's pregnancy must be terminated. He chooses to remain, as ever, uncommitted and unhappy; he persists in his Unbeing.[13]
It must be understood, however, that although one may quell a rebellion against the rational self temporarily, ultimate subduction of the Other by the Ego is unattainable. This is clear in Gregor Samsa's metamorphosis into a "monstrous vermin," the reality of which is quickly and unequivocally affirmed by Kafka[14] lest we should be tempted to dismiss it as a dream — which could easily be mistaken for a random fancy of the mind or aberration of the thought process. The mutation, already consummated before his return from dreams-in-sleep to consciousness-in-wakefulness,[15] is the materialization of the Other, which Gregor has tried to suppress in an attempt to live up to his externally-induced expectations of himself. In his new condition, Gregor can no longer ignore the fact that the condition of wage-slavery into which he had worked himself stemmed from a supposed collapse of the family's finances (28) and an unnecessarily outstanding debt to his hated employer. Thus, "[w]ith the loss of his world and of his position as bread-winner, which he unconsciously rejects in the course of the metamorphosis, Gregor loses the foundation on which his existence has been built up. The realization of this loss of foundation brings with it both a deep feeling of anxiety and a bad conscience: the being that has lost its foundations sees itself as “verminous”; the terrifying outward appearance is in itself the result of an unconscious self- punishment" (Tauber 20). In fact, Gregor-inside-the-vermin dreads the anxiety and the bad conscience to the point that he eventually desires his own death (Kafka 54). However, since Gregor is now the materialization of his undeliberate self, banishing the creature amounts to killing Gregor altogether; that is, a complete and sustainable manner of Being necessitates the harmonious coexistence of the Ego and the Other, and the "suppression of either of the poles"[16] can only result in Unbeing.[17]
An even more severe formulation of our predicament is found in Franz Kafka's The Trial, in which the protagonist, Joseph K., is accosted by a form of the Other that he cannot see; that is, although it is unquestionable that he is under arrest and that the Law – which, as a purely essential thing independent of human judgment (220), is representative of the Other – summons him, he does not know who has filed the charges or even what the charges are. The consequence is terrifying: an invisible insect is very hard to kill; therefore, K. must find the insect — he must seek admission to the Law. Unfortunately, he is hindered in his quest (which we shall construe after the fashion of René Dauvin's "The Trial: Its Meaning") by his acquired prejudices, one of which is that the Law is attained through the Court (i.e., institutionalized religion and academic philosophy). He quickly finds out, however, that the Court has degenerated to the point that, while it is the keeper of the Law, it knows not the nature of the Law.[18] In its perverted form, this vehicle for Justice (with Justice, as painted by Titorelli, being properly construed as Existence) cannot be comprehended by the lawyer (who represents objective knowledge and the scientific effort) nor by the painter (who represents art and the humanistic tradition), as they can only describe the Law in terms of the information available to them through the Court. Therefore, as the Law can only be attained by personal visitation,[19] K. eventually goes to the Cathedral (which represents the spiritual realm), in which he finds the prison chaplain (who is representative of the Other[20]). Why then, after lucidly conversing with his undeliberate self, does K. fail to realize Existence?[21] Because that is precisely what one cannot afford to do: one cannot lucidly consult one's Other, because that would amount to a visitation of the spiritual realm by proxy; that is, Joseph K. is his Ego, and as his Ego, he cannot comprehend the Other, but only become aware of it and heed its call. In other words, in order to attain Being, shedding the institutional groundings of our evaluative frameworks (i.e., attaining Existence of the Ego) is necessary but not sufficient.
And so, we finally arrive at pseudo-recipe for Being. We have demonstrated that awareness of the Other by the Ego is inevitable, that to suppress the Other is to persist in a state of Unbeing, that the spiritual dimension of Being is inaccessible through the traditional vehicles of religion and conventional philosophy and incomprehensible even by force of reason exerted by a truly existent Ego. How, then, can we attain a harmonious simultaneous Existence (i.e., "co-Existence" proper) in both dimensions of Being? Or, to use a pseudo-existentialist phrase, how can we attain Being-proper? An unlikely role model is to be found in Antoine Roquetin, the protagonist of Jean-Paul Sartre's Nausea. Through him we learn that, by abandoning oneself to certain impressions, letting oneself be invaded by them and borne by them, one attains truths surpassing those of normal men; at first, this requires a willful renunciation of our lucid consciousness so that our thoughts may "think themselves," as it were, and become impersonal (cf. Magny 22-23). This will result in the gradual disintegration of "that barrier which usually separates and protects even the most defenseless of men from Nothingness and Nausea" (Magny 23). The most successful attainment of Being in the literature surveyed in this course, however, is exemplified by one of its most contemptible characters, Albert Camus's Meursault. This particular existentialist hero appears to have constructed a proper evaluative framework, the groundings of which are the Other; this coordination between the selves, however, is not achieved by way of a reduction of the Other to a set of principles upon which the Ego might base its judgment, but rather by a sort of direct consultation (using Roquetin's technique) of the Other, so that the rational self may at all times exercise (in the best manner discernible by reason) the designs of the undeliberate self. In this way, Meursault averts feelings of remorse and maximizes his enjoyment of life; in short, by constantly acknowledging the demands of the Other on the Ego, he lives, to the end of his days, deliberately (i.e., existing in the rational realm) and without appeal (i.e., existing in the spiritual realm without exacting a toll on the rational self).[22]
Endnotes
[1] This term is borrowed from an essay in Claude-Edmonde Magny's Les Sandales d'Empédocle, Essai sur les limites de la litérature; an English translation of the chapter titled "Sartre ou la duplicité de l'Être: Ascèse et mythomanie" can be found in Sartre: A Collection of Critical Essays.
[2] It is demonstrable that the development presented here is analogous to that found in Albert Camus's The Myth of Sisyphus, in which the poles of existence (dimensions of being) are called nostalgia (the equivalent of the rational, or deliberate, dimension) and indifference (the equivalent of the spiritual, or undeliberate, dimension). The word "spiritual" is used liberally to refer to that which exists beyond reason.
[3] Note that I claim to be writing in the manner of existentialism, not in the spirit of existentialism.
[4] "The problem of how to correlate two quite different scales or dimensions of value – the ethical-humane-realistic-rational-scientific on the one hand, the aesthetic-mystical-romantic-religious on the other – is also, of course, the essential problem of Thomas Mann, to whom of all his contemporaries Kafka is said to have been most closely akin" (Luke 40).
[5] I will use the term "undeliberate" in place of the more commonly used one, "unconscious," because I do not wish to imply that knowledge of the undeliberate self is not conscious and therefore communicable; nevertheless, it should be clear that self-awareness by the undeliberate half is undefined because it is either impossible or incommunicable. Another reason for choosing this term is withheld so as to avoid interrupting the flow of the main text further; it is revealed later in a footnote, where true insight is best savored.
[6] Our rational, or deliberate, self is "first" because it is capable of reflexive awareness – "I think, therefore I am," etc. – as well as, as discussed in this essay, of the conscious knowledge of the undeliberate self.
[7] This can be construed as a matter of postulation, as one could well define the rational self as that which possesses, among other things, a capacity for awareness; in the case of a conception of being in which Existence was deemed to occur (possibly by arbitrary convenience and tradition, as in this case) in two distinct spheres simultaneously, the nature of the other self would be defined by a principle of contraposition.
[8] It is worth noting that, if they are empirically elucidated by means of an evaluative framework the origin of which is not proper (we shall discuss this attribute of frameworks later in this essay), these objective standards are invariably external standards, potentially alien to at least some portion of our Being.
[9] This amounts, of course, to conceding that some of these proclivities are, at least on an individual basis, essential, which is a very indecorous thing to do in a rigorously existentialist treatment of any subject, and for which I have to excuse myself without compunction. This, incidentally, is the second reason for having chosen to refer to that which is not the rational self as "undeliberate" (it cannot help itself) rather than "unconscious." I hope this is as offensive as it is clever.
[10] My decision to use the word Ego to designate this concept was inspired by the following passage [the underlining is mine]: "“At once, the conversion is accomplished; it is a new moment of his personalization, he [Flaubert, protagonist of L'Idiot de la Famille] has found his being: since his Ego is none other than the totalized world, he will be the one who, in one movement, captures the infinite words and constitutes his own person” (964)" (Halpern 141).
[11] We shall see that the hideousness of the particular form of the manifestation is commensurate with the degree of denial to which the Ego has subjected the Other.
[12] It can be argued that, for any given individual, there exist some prejudices that are not acquired because they stem from inclinations that are purely essential to the individual in question and as such do not and indeed cannot inhibit any manner of Being. On the other hand, acquired prejudices are, by definition, ratiocinative prejudices: their assimilation necessarily involves the rational self-regardless of whether they are "reasonable" in the conventional sense-but not the undeliberate self, so that they could conceivably impair otherwise plausible manners of Being.
[13] "Unbeing" is simply the state of not "Being."
[14] "It was no dream" (Kafka, The Metamorphosis 1).
[15] A formal definition of these terms is unnecessary because their meaning is evident. Note that reality is not associated with consciousness-in-wakefulness exclusively, as is commonly the case, because a total reality of Being comprises the two realms. As it were, the notion that the metamorphosis was "an accomplished before the story [opened]," and therefore a product of the dreamlike state in which the rational self relinquishes all control to the undeliberate self, is (as far as I have been able to determine) due to Lawson (29).
[16] Suppression of either of the poles precludes the realization of a true notion of the absurd (cf. Rayfield).
[17] "Unbeing," then, is properly construed as the failure of the Ego to exist in harmony with the Other. Incidentally, it is not surprising that this remark concerning the suppression of the poles reminds us of Camus's Myth because the undeliberate self is a part of the indifferent world in which it exists: that is, it is purely essential and independent of our cognitive constructions, and it stands out from the world in which it is by its discrete nature rather than by force of reason. Therefore, this essay is concerned with a special and more precise formulation of a broader concept.
[18] Note that this is a severe indictment of institutionalized religion by Kafka.
[19] What I mean by "personal visitation" is that one must go there oneself (i.e., not by proxy); that is, I do not wish to imply that true visitation by one's persona, is possible: the Ego can only peek in from behind the threshold.
[20] "Joseph K. is without doubt the image which Kafka's family and friends had of him and the image he had of himself when he doubted his mission. .... The priest is ... probably the authentic portrait of Kafka as he saw himself, an idealized portrait .... His mission requires solitude, and celibacy is required of the Catholic priest. Since he too sought God and since the kingdom of God is not a kingdom that can be entered in company, Kafka has as much right to celibacy as did the Catholic priest who made of his quest for the Law the object of his meditations in the lonely cathedral" (Dauvin 156). It is significant that the priest is a prison chaplain because each one of us is subject to the Law and, in that way, an unwitting prisoner of his or her own capricious undeliberate self.
[21] "The lamp in his hand had since gone out" (Kafka, The Trial 221).
[22] "...[W]hat he demands of himself is to live solely with what he knows, to accommodate himself to what is, and to bring in nothing that is not certain. He is told that nothing is. But this at least is his certainty. And it is with this that he is concerned: he wants to find out if it is possible to live without appeal" (Camus, The Myth of Sisyphus 53).
Works Cited
Camus, Albert. The Stranger. Trans. Matthew Ward. New York: Vintage, 1989.
Camus, Albert. The Myth of Sisyphus and Other Essays. Trans. Justin O'Brien. New York: Vintage, 1991.
Dauvin, René. "The Trial: Its Meaning." Franz Kafka Today. Ed. Angel Flores and Homer Swander. Madison: The University of Wisconsin Press, 1964. 145- 160.
Douglas, Kenneth. "The Self-Inflicted Wound." Sartre: A Collection of Critical Essays. Ed. Edith Kern. Englewood Cliffs: Prentice-Hall, 1962. 39-46.
Kafka, Franz. The Metamorphosis. Ed. and trans. Stanley Corngold. New York: Bantam, 1986.
Kafka, Franz. The Trial. Trans. Willa and Edwin Muir. New York: Schocken, 1984.
Halpern, Joseph. "L'Idiot de la Famille." Critical Fictions: The Literary Criticism of Jean-Paul Sartre. New York: Yale UP, 1976. 115-165.
Lawson, Richard H. Franz Kafka. New York: Ungar, 1987.
Luke, F.D. "The Metamorphosis." Franz Kafka Today. Ed. Angel Flores and Homer Swander. Madison: The University of Wisconsin Press, 1964. 25-45.
Magny, Claude-Edmonde. "The Duplicity of Being." Sartre: A Collection of Critical Essays. Ed. Edith Kern. Englewood Cliffs: Prentice-Hall, 1962. 21- 30.
Rayfield, David. Lecture. Philosophical Themes in Literature Existentialism. Saginaw Valley State University. Saginaw, 1 Feb. 1995.
Sartre, Jean-Paul. The Age of Reason. Trans. Eric Sutton. New York: Vintage, 1992.
Tauber, Herbert. "The Metamorphosis." Franz Kafka: An Interpretation of his Works. Port Washington: Kennicat Press, 1948. 18-26.
Colophon
This essay was written in May, 1995, at the behest of David Rayfield.